2008

• Scott M. Freund Joins GCC as President of the Wealth Management Division
  McLean, VA – February 26, 2008 – GCC announced today that Scott Freund joins the firm as President of the Wealth Management division. Mr. Freund comes to GCC from Family Office Research, a Multi Family Office he founded in 2005 to provide a higher level of customization as well as to eliminate the conflicts of interest that come with a private bank or brokerage firm relationship. GCC Family Wealth Management will maintain the family office structure, tailored to the high-net worth client.
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• GCC Promotes Richard E. Stewart to Vice President of Investment Banking
  McLean, VA – February 21, 2008 – GCC announced today that Richard E. Stewart has been promoted to Vice President of Investment Banking. Mr. Stewart began working with GCC in August 2007 as the Director of Investment Banking for the East Coast. With his new role, he will now lead the GCC Investment Banking Team in working with privately-held or publicly-held client companies who are looking to grow through traditional Investment Banking Advisory Services.
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2007

• Galen Capital Corp. Completes Closing to Acquire Prospect Financial Advisors, LLC
  McLean, VA – July 16, 2007 – Galen Capital Corp. (GCC), a merchant banking and private equity firm dedicated to small capital, middle-market companies, today announced that GCC Securities Corp., a wholly-owned subsidiary of the Company, has completed the acquisition of Prospect Financial Advisors, LLC. Prospect is a 50 state NASD – registered broker dealer located in Los Angeles, Calif. On April 16, 2007, Galen entered into an agreement to acquire Prospect Financial Advisors and on June 30, 2007 satisfied regulatory requirements for the transaction.
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• Galen Capital Corp. Acquires Durango Group, LLC
  McLean, VA – July 3, 2007 – Galen Capital Corp. (GCC), a merchant banking and private equity firm dedicated to small capital, middle-market companies, today announced that GCC Capital Group, LLC, a wholly-owned subsidiary of the Company, has completed the closing agreement to acquire Durango Group, LLC. Durango Group is a business development and consulting services firm for commercial and government entities. The company is located in Durango, Colo. with offices in Colorado Springs, and Washington, D.C. and is comprised of senior-level executives with many years of experience in government and industry.
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